Tag Archive | "Securities and Exchange Commission"

Wall Street Isn’t Afraid of the SEC

Tuesday, April 20, 2010

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You might say I have a little inside information about the SEC. I spent several years there before I was a “recovering attorney” — first as lawyer in the Enforcement Division who investigated a variety of securities fraud cases and …

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Who Knew Financial Regulation Was So Simple?

Sunday, March 7, 2010

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Funny or Die’s Presidential Reunion from Will Ferrell But I still miss the late Phil Hartman as Ronald Reagan. As for financial regulation?  Do we really have to go over this again — just call Brooksley Born, Elizabeth

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Wasn’t the SEC Supposed to be the “Investor’s Advocate?”

Wednesday, February 17, 2010

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Please accept my apologies for the rhetorical question. As someone who worked at the Securities and Exchange Commission for several years, I already know the answer to that question is, “yes.”  Unfortunately, that mission has gone missing and seems to …

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